Lentiviruses demonstrate extensive genetic evolution throughout the course of infection [
52]. Not surprisingly, HIV-1 evolves within the tissues of the invaded host as a viral strategy to mediate persistent infection. HIV-1 genetic evolution ensues, generating diverse phenotypes with distinct pathological features [
53]. Among the contributing factors needed for HIV-1 to evolve are deficiencies in the error proofing activity of the HIV-1 reverse transcriptase [
54], the genetic recombination of the compartmentalized autologous virus [
28,
30], and the emergence of escape variants from antibody-mediated immune neutralization [
45,
46].
The precise time that env evolution occurs in CNS remains unknown, but a few studies that have examined env sequences suggest that the emergence of a diverse viral population ensues before the manifestation of neuropathological disease [
18,
20,
55]. HIV-1 env subpopulations isolated from peripheral blood samples are produced by cells with similar life spans [
56]. In recently infected subjects, independent viral populations with low genetic variability are detected within less than 1 year [
57]. Tissue-specific evolutionary patterns of viral isolates differ in HIV-infected subjects with or without HAND [
58,
59]. The rate of genetic evolution is seemingly higher in the lymphoid tissues of patients with a HAND diagnosis [
59]. A phylogenetic model addressing the dynamics of viral gene flow in the CNS indicates that HIV-1 evolution in the env gene develops in a non-specific manner [
14]. The consequence of HIV env evolution is the occurrence of compartmentalized isolates with distinct tissue-specific genetic features which can induce functional phenotypic changes in each isolate. Therefore, the recovery of compartmentalized variants unique to the CNS [
17] is a subject of clinical interest, as is their individual contribution to influencing HAND pathogenesis.
It is widely accepted that the CNS milieu promotes adaptive pressures on the invading virus. The CNS is characterized by the variable anatomical and cellular distribution of the chemokine receptors CXCR4 and CCR5 utilized by HIV [
60,
61]. Astrocytes and microglia exhibit low levels of CXCR4 and CCR5 expression compared to other chemokine receptors [
61]. Neurons express CXCR4 but not CCR5, and the expression pattern of the former is distinct according to the brain regions sampled [
60]. For example, both HIV+ and HIV- brains are immunoreactive to CXCR4 within the cytoplasm of some hippocampal and brainstem neurons [
24]. Nonetheless, the predominant expression of CXCR4 levels is detected in regions associated with the limbic system and basal ganglia [
60]. Therefore it is probable that chemokine receptor availability expressed by glial and neuronal cells can contribute to CNS
viral evolution, resulting in a “bottleneck effect” that selectively favors viral isolates with lower coreceptor dependence and higher coreceptor affinity.
In addition to the selective pressures from the widespread chemokine receptor expression variability and the distinct cell populations in CNS, HIV-1 evolution results from compromised immune responses during HAND. Patients with HAD demonstrated higher viral diversity in CNS than did matched HIV+ controls without such neuropathology [
45]. CNS viral diversity resulted from the inability of serum from HAD patients to neutralize recombinant virus containing C2V3 regions that was isolated from the brain of HIV+ neurocognitively impaired patients [
45]. The antibody-mediated neutralization response against R5 and X4 isolates was tested in virus-containing media by using dilutions of each patient’s sera against the HIV-1 strains NL4-3 (X4) and YU-2 (R5) [
45]. Sera from HAD patients mainly failed to neutralize recombinant HIV-1 NL4-3 that contained C2V3 from the brains of patients suffering from HAD [
45]. These observations were further supported by Pillai, et al. [
46], who showed that the CSF of 18 of the subjects studied had reduced neutralization activity against the R5-tropic JR-CSF and the X4-tropic NL4-3 strains compared to autologous plasma.
Accumulated evidence indicates that heterogeneity both within and without the V3 region influences the extent of CNS infection by providing isolates with cell type-specific tropism. For example, astrocytes were previously considered to be secondary players in HIV-1 neuropathology but now the extent of astrocytic involvement is better understood during neuropathology [
16,
62]. Astrocytic infection is more prominent in subjects with HIV-1 encephalitis and such a finding correlates best with increase neuropathologic markers [
16,
62]. Microdissection techniques in combination with single-cell PCR methods have made it possible to identify astrocyte-specific sequences within V3 in some subjects with HAND [
62]. In 1 patient, the astrocyte-specific HIV-1 envs sequences contained a key proline residue at position 13 within V3 [
62].
Interestingly, mechanistic studies show that macrophage tropic (M-tropic) strains recovered from CNS tissues have altered mechanisms that facilitate efficient entry into macrophages. M-tropic strains are characterized by their low CD4-dependence and by their increased capacity to mediate efficient cellular fusion [
43,
48,
63]. In vitro studies focused on unraveling the driving mechanisms of M-tropism in HIV-1 envs have identified some sequence characteristics that cause isolates to efficiently enter macrophages [
26,
42,
50,
51,
64]. One key mechanism consists of the combined changes in potential N-linked glycosylation sites (PNLGs). PNLGs are amino acid motifs in which a glycan moiety is added to an asparagine found within the triplet amino acid sequence N-X-[T/S]. Glycosylation occurs in the 1st arginine (N) residue of the sequence motif, if it is followed by any amino acid (X) in the 2nd position (except proline), and is followed by either a threonine (T) or serine (S) in the 3rd position [
65]. A shift in the number and location of PNLGs is critical to confer variable phenotypes on HIV envelopes. CSF sequences have a reduced number of PNLGs compared to sequences from plasma sources [
46]. The modulation of PNLGs can dramatically affect HIV-1 phenotype to provide M-tropism and the capacity to evade immune neutralization [
50,
64,
66]. Specifically, one instance in which env acquires increased neurotropism occurs because of the loss of a PNLG at position 386 of the V4 region [
64]. Conversely, results from a study comparing autologous evolution between CSF and plasma in 4 subjects with HAND versus 5 without HAND found significant genetic differences, though only in the C4 region [
59]. Thus it appears that amino acid composition as well as PNLGs spanning from the constant region 4 (C4) to V5 play key roles in both antibody evasion [
66] and enhanced viral infectivity [
50,
51,
59]. These findings highlight the relevance of the occurrences of position-specific amino acid residues that are critical for specific cell-type tropism.